Compliance Caddy

The Compliance Caddy is a simple, timesaving and inexpensive solution to compliance management for law firms.

Principally the Compliance Caddy it is designed to help small and medium sized law firms meet all of their COLP and COFA obligations. Rather than incorporating superfluous features, it is designed to get the job done in as little as 10 minutes or less per month. If you use it, you will be able to demonstrate to the firm’s managers and the SRA that you are compliant with the SRA Standards and Regulations.

The Compliance Caddy features:

• A comprehensive suite of Central Records


• Annual Reviews of Central Records


• COLP and COFA monthly checklists


• SRA Competence Based Training Plans and Records


• Employee Records, including Appraisal Forms & Induction Forms


• Interactive File Review Checklists and Records


• Compliance Registers, including Breaches, Risks, Software & Staff Lists


• Business Continuity Plan Key Contacts and Testing


• Anti-Money Laundering Compliance Registers


• Document & Training Library (optional)


• GDPR, including Data Protection Audit & Processing Record and Contact Information, Central Register of Consents, Records of Subject Access Requests, Record of Personally Owned Devices & Register of Document Destruction

The software is used by over 150 law firms and is the most economical compliance software on the market.

Please note that to use this app you will need a Compliance Caddy account. If you would like to receive a free demo of the Compliance Caddy, please contact us by email or through the message section of the app.